With offices in Rome and Milan, Regulatory Consulting has been successfully operating in the regulatory consulting sector for over 10 years, providing organizational and internal controls for all types of financial intermediaries (banking, asset management, stock brokerage, investment firms, payment institutions, financial intermediaries, branches of financial intermediaries, etc.). In addition, we support startups in their implementation of control procedures (first level), in assessing risk and compliance (second level) and with auditing (third level), as well as offering support for other companies operating in any and every sector in their implementation of internal audits and risk and compliance plans.
Regulatory Consulting draws on the wide-ranging expertise and experience of its highly specialized staff who have worked previously for the Italian authorities, financial intermediaries and in audit and insurance industries.
For several years, we have been a member of ASSOSIM, the Italian association of Intermediary securities, as well as of other important associations.
Regulatory Consulting is also officially listed as an auditing company in the Auditors Register, controlled by the Ministry of Economy and Finance.