With offices in Rome and Milan, Regulatory Consulting is a highly specialised consulting firm that has been successfully operating since 2000, providing regulatory and organizational and internal controls (internal audit, risk, compliance, anti-money laundering, data protection, Model 231) consulting services for all types of financial intermediaries (banks, asset management, stock brokerage, investment firms, payment institutions, financial intermediaries, guarantee consortia, etc.), pension funds and industrial and trading companies in Italy and abroad.
The company also supports start-ups right from the planning stage offering comprehensive advisory services to secure authorisations, as well as supporting them in implementing control systems (first level), assessing risk and compliance (second level) and auditing (third level).
Regulatory Consulting draws on the wide-ranging expertise and experience of its staff, who are highly specialised in the specific issues and operational and management problems, that have previously worked for the supervisory authorities, but also for financial intermediaries, auditing firms, insurance, industrial and IT companies.
Regulatory Consulting is independent, which is why its staff members are often appointed independent members of the corporate bodies (board of directors, board of statutory auditors, 231 supervisory body) of financial intermediaries, and also serve as Official Receiver or Members of the Supervisory Committee appointed by the Supervisory Authorities or as Technical Advisor to the Judicial Authority.
For many years the company has been a member of the main industry associations including ASSOSIM – the Italian Association of Investment Firms, AICOM – Italian Compliance Association, AIRA – Italian Association of Anti-Money Laundering Managers, AODV231 – Association of Model 231 Supervisory Body Members, and ANSSAIF – National Association of Security Specialists in Financial Intermediation Companies.
Regulatory Consulting is also a registered auditing firm, listed under no. 174095 in the Register of Independent Auditors maintained by the Ministry of Economy and Finance.